Australian regulated business activities by industry

Bullion Dealers

Buying Bullion
Selling Bullion

Financial Services

Banking/Building Societies and Credit Unions

Accepting deposits
Currency exchange
Exchanging one currency for another
Forfeiting: (a) a bill of exchange; or (b) a promissory note
Issuing a stored value card to a person
Issuing a traveller’s cheque
Issuing, or undertaking liability as the insurer under a life policy
Making arrangements for a person to receive a financial service
Operating a branch network
Operating automatic teller machines (ATMs)
Operating credit card machine services and networks
Providing a custodial or depository service
Providing a pension or annuity
Providing a safe deposit box, or similar facility
Providing advisory services
Providing a transaction account
Providing brokerage services
Providing charge card and processing of credit card transactions and billing
Providing commercial loans
Providing credit cards and processing of credit card transactions and billing
Providing custody services
Providing debit cards
Providing fund management
Providing insurance brokerage
Providing insurance underwriting
Providing internet banking services
Providing investment management
Providing investment products
Providing mortgage loans
Providing overdraft facilities
Providing personal loans
Providing private banking
Providing private equity
Providing reinsurance
Providing remittance services
Providing the wire transfers of funds
Providing venture capital
Supplying goods by way of lease under a finance lease
Supplying goods to a person by way of hire-purchase

Corporate Finance/Private Equity 

Acquiring or disposing of a derivative
Acquiring or disposing of a security
Capital markets services
Issuing or selling a security or derivative
Making arrangements for a person to receive a financial service
Providing advisory services
Providing brokerage services
Providing commercial loans
Providing private equity
Providing venture capital

Digital Currencies

Exchanging money for digital currency (and vice versa)
Buying and selling virtual currencies, including crypto-currencies

Financial Planners 

Capital markets services
Making arrangements for a person to receive a financial service
Providing advisory services
Providing investment management
Providing investment products

Foreign Exchange 

Currency exchange
Exchanging one currency for another
Issuing a traveller’s cheque
Making arrangements for a person to receive a financial service
Providing remittance services
Providing the wire transfers of funds

Fund Management/Hedge Funds

Capital markets services
Providing a custodial or depository service
Providing custody services
Providing fund management
Providing investment management
Providing investment products

Insurance

Issuing, or undertaking liability as the insurer under a life policy
Providing insurance brokerage
Providing insurance underwriting
Providing reinsurance

Investment Managers

Capital markets services
Providing advisory services
Providing brokerage services
Providing custody services
Providing fund management
Providing investment management
Providing investment products

Money Service Businesses and Money Remitters  (With or Without Network)

Currency exchange
Exchanging one currency for another
Issuing a traveller’s cheque
Making arrangements for a person to receive a financial service
Providing remittance services
Providing the wire transfers of funds
In addition to being a remittance provider ourselves, we also operate as a network remittance provider to our affiliates. (if with network)

Stockbroking

Acquiring or disposing of a derivative
Acquiring or disposing of a security
Capital markets services
Issuing of a bearer bond, redeeming a bearer bond
Issuing or selling a security or derivative
Providing advisory services
Providing brokerage services
Providing custody services
Providing investment management
Providing investment products
Providing venture capital

Wealth/Asset Management

Capital markets services
Providing advisory services
Providing brokerage services
Providing fund management
Providing investment management
Providing investment products

Gaming and Wagering

Casinos/Hotels, Pubs and Clubs/Physical Gambling 

Exchanging gaming chips or tokens for money
Exchanging money for gaming chips or tokens
Operating a game of chance or of mixed chance and skill
Operating a game played for money or anything else of value
Operating a gaming machine venue
Paying out winnings where the game is a game of chance or of mixed chance and skill
Paying out winnings where the game is played for money or anything else of value
Placing or making a bet on behalf of a person
Receiving or accepting a bet

Online Gambling 

Operating a game of chance or of mixed chance and skill
Operating a game played for money or anything else of value
Paying out winnings where the game is a game of chance or of mixed chance and skill
Paying out winnings where the game is played for money or anything else of value
Placing or making a bet on behalf of a person
Receiving or accepting a bet